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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2001-08-13
  • SD RA
    APPROVED
    Since 2001-08-13

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Sioux Falls SD 03/2016 Present
Principal Life Insurance Co Sioux Falls SD 03/1998 Present
  • 03/2016 → Present
    Sioux Falls, SD
  • 03/1998 → Present
    Principal Life Insurance Co
    Sioux Falls, SD
Other Businesses

**EBI, INC, LEGALLY ENTITY CREATED FOR REPRESENTING INDIVIDUAL AND GROUP FIXED INSURANCE PRODUCTS, 7/20/12. **OUTSIDE INSURANCE AND GROUP BENEFITS, SALES AND SERVICE OF GROUP NON-MEDICAL AND WORK SITE BENEFITS PRODUCTS SUCH AS CANCER, HEART, ACCIDENT, CRITICAL ILLNESS, IDENTITY THEFT, PRE-PAID LEGAL, GROUP LIFE, DISABILITY AND VOLUNTARY TERM INSURANCE THROUGH VARIOUS CARRIERS, 07/29/15. **JESSE CLARK BUSINESS LLC POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 4910 S. Isabel Pl, Sioux Falls SD 57108, United States DESCRIPTION: I'm paid approximately $15,000 quarterly for consulting to my son Jesse's business. This payment is for my guidance while he is transitioning my book of business to his practice. I do not split commissions with him. I don't go on appointments with him. The payments are not based on commission, referrals, or sales incentives. I provide guidance as a mentor and help review his practice consistently for ways to improve efficiency.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-29
S63 Uniform Securities Agent State Law Examination 1988-01-12
  • S65 Uniform Investment Adviser Law Examination
    1999-11-29
  • S63 Uniform Securities Agent State Law Examination
    1988-01-12
Other Names
  • Jim Clark

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