Karl James Weizenicker

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 10/2017
  Lpl Financial, Llc
  Oak Creek, WI
• 10/2017 → 01/2024
  Woodbury Financial Services Inc
  Brookfield, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Oak Creek, WI

Previous Registrations

• 2017-10-31 → 2024-01-19
  Woodbury Financial Services, Inc.
  Brookfield, WI
  Oak Creek, WI
  Oak Creek, WI
• 2015-05-06 → 2017-11-07
  Lpl Financial Llc
  Oak Creek, WI
  Oak Creek, WI
  Fort Mill, SC
  Milwaukee, WI
  Racine, WI
  Racine, WI
  Kenosha, WI
  Franklin, WI
• 2012-10-01 → 2015-05-12
  J.P. Morgan Securities Llc
  Waukesha, WI
  Waukesha, WI
• 2009-02-23 → 2012-10-01
  Chase Investment Services Corp.
  Waukesha, WI
  Waukesha, WI

Other Businesses

1. SAVAGLIA FINANCIAL ADVISORS POSITION: Financial Advisor NATURE: Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 12/22/2020 ADDRESS: 7300 S 13thSt, Ste 103, Oak Creek WI 53154, United States DESCRIPTION: Financial advice, planning and investing 2. SAVAGLIA TAX AND ACCOUNTING POSITION: N/A NATURE: tax and accounting services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/22/2020 ADDRESS: 7300 S 13th St, Ste 203, Oak Creek WI 53154, United States DESCRIPTION: I have no duties/responsibilities for this company. They are a sister firm to Savaglia Financial Advisors and we share/refer clients to and with each other. 3. DREAM PLAN ENJOY LLC DBA SAVAGLIA FINANCIAL ADVISORS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 02/01/2023 ADDRESS: 7300 S 13th St, Suite 103, Oak Creek WI 53154, United States DESCRIPTION: Use Dream plan enjoy to market life ins and other products that are not placed through Woodbury ( NON securities products only )

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-06
• S63 Uniform Securities Agent State Law Examination
  1990-01-22