Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-04-28 |
| NJ | RA | APPROVED | 2004-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plainsboro | NJ | 11/1992 | Present |
| Bank Of America, N.A. | Princeton | NJ | 07/2011 | Present |
I*: 2533331Entity Type: Fiduciary roleName of OBA: B. J. A.-L Living TrustAddress: Lawrenceville, NJ 08648Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 6/16/2025Number of Hours: 5 hrs mthlyNumber of Hours during trading: 0 Duties: co-trustee for spouseI*: 2955265Entity Type: Fiduciary roleName of OBA: M. R. L. Supplemental Needs TrustAddress: Lawrenceville, NJ 08648Investment Related: NoPosition, Title, Association: Co-Trustee Employee Start Date: 10/15/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties: Co-Trustee for childI*3711270Entity Type: N/AName of OBA: C P. L TTEE S L TTEE U/A DTD 03/04/1994Address: Washington Crossing, Pennsylvania, 18977Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 02/05/2026Number of Hours: 6, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Parents I*4604270 Entity Type: N/A Name of OBA: A L Address: Charlottesville, Virginia, 22903 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/26/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-22 |
Reach out to this advisor