Bradford Paul Wheeler

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2008-08-19

AZ RA
APPROVED

Since 2008-08-19

Branch Locations

3200 Central Ave 7Th Floor, Phoenix, AZ 85012 • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Brokerage, Llc	Phoenix	AZ	08/2014	Present
Assetmark Financial Holdings, Inc	Phoenix	AZ	08/2014	Present

08/2014 → Present

Assetmark Brokerage, Llc

Phoenix, AZ
08/2014 → Present

Assetmark Financial Holdings, Inc

Phoenix, AZ

Previous Registrations

2007-06-18 → 2008-08-04

Genworth Financial Asset Management, Inc

Phoenix, AZ

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2014 - 160 HRS / MONTHLY, SENIOR VICE PRESIDENT, OPERATIONS OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-19
S63	Uniform Securities Agent State Law Examination	1988-02-24

S65 Uniform Investment Adviser Law Examination

2006-12-19
S63 Uniform Securities Agent State Law Examination

1988-02-24

View on SEC IAPD

Current Employers

Assetmark, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews