Best Investors Account Sign in

James Michael Rooker

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Columbus, MS

St. Louis, MO

Claim This Profile
Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2021-01-15
  • MS RA
    APPROVED
    Since 2021-01-15

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

2240 Military Rd, Columbus, MS 39705 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbus MS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Columbus MS 11/2016 01/2021
Benjamin F. Edwards & Company Columbus MS 01/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Columbus, MS
  • 11/2016 → 01/2021
    Wells Fargo Clearing Services, Llc
    Columbus, MS
  • 01/2021 → Present
    Benjamin F. Edwards & Company
    Columbus, MS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-06
S63 Uniform Securities Agent State Law Examination 1988-12-07
  • S66 Uniform Combined State Law Examination
    2003-10-06
  • S63 Uniform Securities Agent State Law Examination
    1988-12-07
Other Names
  • Mike Rooker
  • Rook Rooker
  • J. Michael Rooker
  • James Michael Rooker

View on SEC IAPD

Other Firms

UNIVERSAL FINANCIAL ADVISORS, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
VESTGEN ADVISORS, LLC
FORTIFY WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
CREATIVEONE WEALTH, LLC

Other Investors

BRIAN CHRISTOPHER LOCK
WILLIAM BERNARD ALBAIR
Stephanie Louise Longanecker
GREGORY JOHN WOZNIAK
Grant Hunter Richars
ANTHONY DWAYNE RICH
Anna Marie Meurer
John Michael Laaker

Other Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · Kirkwood, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor