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Dennis Wayne Shoemaker

LPl Financial LLC

Beloit, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-16
KS RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2019-08-16
  • KS RA
    APPROVED
    Since 2017-11-29

Branch Locations

201 S Mill St, Beloit, KS 67420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Beloit KS 06/1994 11/2017
Lpl Financial Llc Beloit KS 11/2017 Present
  • 06/1994 → 11/2017
    Investment Centers Of America, Inc.
    Beloit, KS
  • 11/2017 → Present
    Beloit, KS
Previous Registrations
  • 1999-12-16 → 2017-11-29
    Investment Centers Of America, Inc.
    Smith Center, KS
    Beloit, KS
    Beloit, KS
    Esbon, KS
    Jewell, KS
    Burr Oak, KS
Other Businesses

1. 10/10/2017 - Dennis & Glenda Shoemaker Farm - Not Investment Related - 270 Hwy 128, Glen Elder, KS 67446 - Other Farm/Ranch - OWNER - Start Date 1990 - BUILDING SITE IS RENTED OUT. 2. 10/11/2017 - THE GUARANTY STATE BANK & TRUST CO. INC. - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Dual employed through his bank and this is his Senior Vice President title. 3. 10/11/2017 - GUARANTY STATE BANK - Investment Related - At Reported Business Location(s) - Financial Institution Duty - SERVICE REPRESENTATIVE - SERVICE REPRESENTATIVE PROVIDING LOCAL SERVICE FOR BOLI PROGRAM AT GUARANTY STATE BANK - Help bank employees understand Bank Owned Life Insurance (BOLI) for employee benefits. No compensation is made. 4. 10/11/2017 - THE GUARANTY STATE BANK & TRUST CO. INC. - Investment Related - At Reported Business Location(s) - Financial Institution Duty - BANK OFFICER AND MEMBER OF LOAN COMMITTEE - Dual employed through his bank and supports the loan committee by overseeing approval of loans. 5. 10/11/2017 - THE GUARANTY STATE BANK & TRUST CO. INC. - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Banks Investment Committee - Dual employed through his bank and supports the committee by overseeing the banks portfolio which consist of Bonds and all bank Assets. 6. 10/11/2017 - THE GUARANTY STATE BANK & TRUST CO. INC. - Investment Related - At Reported Business Location(s) - Financial Institution Duty - ASSOCIATE DIRECTOR ON THE BOARD OF DIRECTORS - Member of the banks Board of Directors as the Associate Director and reports revenue. 7. 11/16/2017 - GSB Financial Resource Center Investment & Insurance Services - DBA: GSB Financial Resource Center - Other. 8. 1/22/2020 - SBG, ICAG, United Life, Guaranty State Bank & Trust Co Insurance Agency - DBA: GSB Financial Resource Center - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Licensed Agent - Started 10/25/2019 - 30 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-17
S63 Uniform Securities Agent State Law Examination 1988-01-15
  • S65 Uniform Investment Adviser Law Examination
    1999-11-17
  • S63 Uniform Securities Agent State Law Examination
    1988-01-15

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