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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-04-18
  • KS RA
    APPROVED
    Since 2022-04-18

Branch Locations

201 S Mill St, Beloit, KS 67420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Beloit KS 07/2021 Present
Muldoon Associates Real Estate & Investments Inc Colorado Springs CO 12/2016 01/2023
Mackenzie Jackson Real Estate Colorado Springs CO 08/2015 12/2016
Guaranty State Bank And Trust Company Beloit KS 07/2021 Present
  • 07/2021 → Present
    Beloit, KS
  • 12/2016 → 01/2023
    Muldoon Associates Real Estate & Investments Inc
    Colorado Springs, CO
  • 08/2015 → 12/2016
    Mackenzie Jackson Real Estate
    Colorado Springs, CO
  • 07/2021 → Present
    Guaranty State Bank And Trust Company
    Beloit, KS
Other Businesses

1)03/08/2022 - GSB Financial Resource Center - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)05/05/2022 - SBG, ICAG, United Life, Guaranty State Bank & Trust Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/27/2022 - 30 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-14
  • S66 Uniform Combined State Law Examination
    2022-04-14

View on SEC IAPD

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