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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2013-02-26 |
Branch Locations
1760 E River Rd Ste 247, Tucson, AZ 85718-5877 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/1987 | Present |
| Northwestern Mutual Investment Services, Llc | Tucson | AZ | 01/1988 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 33.3% OWNER, LAZY E&H INVESTORS LLC, 8449 N GALLANT FOX DR, TUCSON, , ARIZONA, 85718, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/25/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF LLC. NON INVESTMENT RELATED. 3. BOARD PRESIDENT, OVERTON RESERVE HOA, 8449 N GALLANT FOX DR, TUCSON, , ARIZONA, 85704, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/25/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ELECTED BOARD MEMBER PRESIDENT. NON INVESTMENT RELATED. 4. TRAIN ROCK LLC, 510 SUNSHINE LANE, SEDONA, , ARIZONA, 86336, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 08/18/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE SHORT TERM RENTAL PROPERTY. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-08 |
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