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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | East Brunswick | NJ | 01/2016 | 08/2017 |
| Invest Financial Corporation | Tampa | FL | 08/2017 | 12/2017 |
| Investors Bank | Spring Lake Heights | NJ | 08/2017 | 04/2022 |
| Cetera Investment Advisers Llc | Clark | NJ | 12/2017 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2017 | Present |
| Provident Bank | Clark | NJ | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-24 |
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