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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-18
TX RA APPROVED_RES 2026-06-15
  • IL RA
    APPROVED
    Since 2026-06-18
  • TX RA
    APPROVED_RES
    Since 2026-06-15

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

500 Lake Cook Rd Suite 260 2Nd Fl, Deerfield , IL 60015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Deerfield IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Deerfield IL 11/2016 06/2026
Wells Fargo Advisors Financial Network, Llc Deerfield IL 06/2026 Present
Previous Registrations
Other Businesses

EJCT HOLDINGS LLC; INV RELATED;NORTHBROOK,IL; MANAGING PARTNER/FINANCIAL ADVISOR;100% OWNERSHIP; START DATE: 06/15/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-06
S63 Uniform Securities Agent State Law Examination 1988-01-08
  • S65 Uniform Investment Adviser Law Examination
    1998-03-06
  • S63 Uniform Securities Agent State Law Examination
    1988-01-08
Other Names
  • John W Thunholm

View on SEC IAPD

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