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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Equities, Inc. | Parsippany | NJ | 11/1987 | 12/2018 |
| Summit Financial Resources, Inc. | Parsippany | NJ | 11/1987 | 09/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2018 | Present |
| Summit Financial, Llc | Parsippany | NJ | 12/2018 | Present |
(1) OFFERS INSURANCE AS A BROKER OR AGENT THROUGH NUMEROUS INSURANCE COMPANIES. SOME SALES ARE THROUGH SRM, AN AFFILIATED COMPANY WHICH IS LICENSED TO SELL VARIOUS INSURANCE PRODUCTS. MR. FISCHBACH EARNS BOTH CASH AND NON-CASH COMPENSATION BASED ON SALES OF THESE PRODUCTS. (2) SUMMIT FINANCIAL, LLC: BUSINESS INVESTMENT RELATED. LOCATED AT 4 CAMPUS DRIVE, PARSIPPANY, NJ 07054. IAR. STARTED SEPTEMBER 2018. APPROXIMATELY 160 HRS/MO. APPROXIMATELY 160 HRS/MO DURING TRADING HOURS. DUTIES WERE TO PROVIDE FINANCIAL ADVICE TO CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-18 |
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