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Current Employers
Spire Wealth Management, Llc

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-02
CO RA APPROVED 2009-10-14
  • TX RA
    APPROVED_RES
    Since 2021-07-02
  • CO RA
    APPROVED
    Since 2009-10-14

Branch Locations

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Colorado Springs, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Spire Investment Partners Colorado Springs CO 10/2009 Present
  • 10/2009 → Present
    Spire Investment Partners
    Colorado Springs, CO
Previous Registrations
  • 2007-07-02 → 2009-10-08
    Securities America Advisors, Inc.
    Colorado Springs, CO
  • 2004-08-09 → 2007-07-03
    Brookstreet Securities Corporation
    Colorado Springs, CO
  • 2000-05-24 → 2004-07-20
    Raymond James Financial Services, Inc.
    Colorado Springs, CO
Other Businesses

INVESTMENT ADVISOR REPRESENTATIVE OF AFFILIATE, SPIRE WEALTH. BUSINESS RUN THROUGH AN APPROVED DBA, STRATEGIC ADVISORS, INC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-01
S65 Uniform Investment Adviser Law Examination 1995-05-12
S63 Uniform Securities Agent State Law Examination 1989-10-06
  • S66 Uniform Combined State Law Examination
    2005-03-01
  • S65 Uniform Investment Adviser Law Examination
    1995-05-12
  • S63 Uniform Securities Agent State Law Examination
    1989-10-06

View on SEC IAPD

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