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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2004-02-26 |
Branch Locations
600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Louisville | KY | 05/1998 | Present |
1. A Mother's Mission, Thirty Thoughts for Thirty Days; 7 Muirfield Place Louisville KY 40222; a book that I wrote; author; 08/01/2004; 1 hr/month; not during securities trading hours; not investment-related. 2. Midland Trail Golf Club; 15360 Shelbyville Road Louisville KY 40245; Golf course; Board Member; oversees a golf course; her husband and her are part owners of the course; affiliation started 01/30/2017; 6.0 hours per year; not during securities trading hours; not investment-related. 3. Grateful Living-30 days to GRATITUDE; 7 Muirfield Place Louisville KY 40222;I am writing a devotional book; author; to finish writing the book, self publish and then distribute copies; 2.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related 4. The 6:21 Experience; 13906 Promenade Greet Louisville KY 40245; A group of women who learn about different charities in the Louisville area and give funds to the charities; participant; May nominate a charity for a grant and to visit and learn more about the charities. For example, all charities are 501C3. Our group nominates 4 charities a year and we go and visit those charities; 01/01/2016; 15 hrs/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-05 |
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