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Margaret Kathleen Haskell

Rbc Capital Markets, LLC

Portland, ME

Portland, ME

CRD 1773043

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2007-08-15
  • ME RA
    APPROVED
    Since 2007-08-15

Branch Locations

Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States

Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Portlane ME 03/2008 Present
Other Businesses

(1) Name of Entity: Almost Home Rescue Address: 25 Sterling Dr. Westbrook ME 04092 Investment/Not Investment Related: No Business Description: Foundation/Charitable Institution Start Date: Jun 01, 2012 Capacity: Treasurer, Board of Directors Duties: I am a volunteer with this 501c3 non-profit. I am the Treasurer and Board Member. Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-31
S63 Uniform Securities Agent State Law Examination 1988-07-28
  • S66 Uniform Combined State Law Examination
    2007-07-31
  • S63 Uniform Securities Agent State Law Examination
    1988-07-28
Other Names
  • Margaret K Haskell

View on SEC IAPD

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