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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2007-08-15 |
Branch Locations
Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States
Portland, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Portlane | ME | 03/2008 | Present |
(1) Name of Entity: Almost Home Rescue Address: 25 Sterling Dr. Westbrook ME 04092 Investment/Not Investment Related: No Business Description: Foundation/Charitable Institution Start Date: Jun 01, 2012 Capacity: Treasurer, Board of Directors Duties: I am a volunteer with this 501c3 non-profit. I am the Treasurer and Board Member. Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-28 |
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