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Marshal David Baggett

Osaic Wealth, Inc.

Lake Charles, LA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • LA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

647 W Prien Lake Rd, Lake Charles, LA 70605-8315 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Lake Charles LA 06/1992 06/2024
Securities America Advisors, Inc. Lake Charles LA 01/2004 06/2024
Osaic Wealth, Inc. Lake Charles LA 06/2024 Present
  • 06/1992 → 06/2024
    Securities America, Inc.
    Lake Charles, LA
  • 01/2004 → 06/2024
    Securities America Advisors, Inc.
    Lake Charles, LA
  • 06/2024 → Present
    Lake Charles, LA
Previous Registrations
  • 2004-01-07 → 2024-06-14
    Securities America Advisors, Inc.
    Lake Charles, LA
Other Businesses

1. NONE POSITION: manager NATURE: LEASE -LEASE OF PROPERTY -LESSOR -0% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2004 ADDRESS: 701 W Prien, Lake Charles LA 70601 DESCRIPTION: Negotiate lease and collect rent 2. SAA POSITION: advisor NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - START DATE: 07/1992 - LOCATED AT 647 WEST PRIEN LAKE ROAD, LAKE CHARLES, LA 70601 INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/01/1992 ADDRESS: 647 W Prien, Lake Charles LA 70601 DESCRIPTION: Investment advisory money management 3. NONE POSITION: writing agent NATURE: INSURANCE SALES - AGENT - START DATE: 10/1987 - LOCATED AT 647 WEST PRIEN LAKE ROAD, LAKE CHARLES, LA 70601 - 1-5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/01/1987 ADDRESS: 647 W Prien Lake Rd, Lake Charles LA 70601 DESCRIPTION: There is no actual business entity for this line of business. I list it just in case I was to write a policy, yet I have not written one in probably more than 10 years. When interest rates are much higher than now I may write a policy if appropriate. 4. ASSEMBLY OF APOSTOLIC FAITH POSITION: President NATURE: Manage assets of a non-profit church organization of which I am the president. No compensation is paid to any officials for their services as an officer. However, compensation may be received for relate services to this organization, or any other approved cause, or services to another non-profit organization. Such as music ministry, youth ministries, Funds are used for charity and pay for services rendered as described in the by-laws. My role is to over see the affairs of the organization. No compensation has been paid for my services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2006 ADDRESS: 3610 Holly Hill Rd, Lake Charles LA 70601 DESCRIPTION: I currently have all of the assets invested through Securities America Inc. I manage the portfolio of assets. From here we disburse money as a charity and compensate those for their labor to this organization or any other approved non-profit organization all according to the by-laws. The funds are mostly used to help the needy and compensate ministers for their services. 5. AIRCROW POSITION: manage inventory NATURE: AIRCROW/SALE OF HARD GOODS---FAN SUPPLIER--OWNER - 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2014 ADDRESS: 647 W. Prien Building B, Lake Charles LA 70601 DESCRIPTION: Ship orders that customers place online. 6. LIFEPOINT CHURCH POSITION: pastor NATURE: LifePoint Church -PASTOR OF CHURCH- PASTOR -5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2004 ADDRESS: 1669 Barney Hoffpauir Rd, Sulphur LA 70663 DESCRIPTION: Pastor of church. teach, minister, and visit the sick as needed.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-02-10
  • S63 Uniform Securities Agent State Law Examination
    1988-02-10
Designations

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