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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
647 W Prien Lake Rd, Lake Charles, LA 70605-8315 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Lake Charles | LA | 06/1992 | 06/2024 |
| Securities America Advisors, Inc. | Lake Charles | LA | 01/2004 | 06/2024 |
| Osaic Wealth, Inc. | Lake Charles | LA | 06/2024 | Present |
1. NONE POSITION: manager NATURE: LEASE -LEASE OF PROPERTY -LESSOR -0% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2004 ADDRESS: 701 W Prien, Lake Charles LA 70601 DESCRIPTION: Negotiate lease and collect rent 2. SAA POSITION: advisor NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - START DATE: 07/1992 - LOCATED AT 647 WEST PRIEN LAKE ROAD, LAKE CHARLES, LA 70601 INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/01/1992 ADDRESS: 647 W Prien, Lake Charles LA 70601 DESCRIPTION: Investment advisory money management 3. NONE POSITION: writing agent NATURE: INSURANCE SALES - AGENT - START DATE: 10/1987 - LOCATED AT 647 WEST PRIEN LAKE ROAD, LAKE CHARLES, LA 70601 - 1-5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/01/1987 ADDRESS: 647 W Prien Lake Rd, Lake Charles LA 70601 DESCRIPTION: There is no actual business entity for this line of business. I list it just in case I was to write a policy, yet I have not written one in probably more than 10 years. When interest rates are much higher than now I may write a policy if appropriate. 4. ASSEMBLY OF APOSTOLIC FAITH POSITION: President NATURE: Manage assets of a non-profit church organization of which I am the president. No compensation is paid to any officials for their services as an officer. However, compensation may be received for relate services to this organization, or any other approved cause, or services to another non-profit organization. Such as music ministry, youth ministries, Funds are used for charity and pay for services rendered as described in the by-laws. My role is to over see the affairs of the organization. No compensation has been paid for my services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2006 ADDRESS: 3610 Holly Hill Rd, Lake Charles LA 70601 DESCRIPTION: I currently have all of the assets invested through Securities America Inc. I manage the portfolio of assets. From here we disburse money as a charity and compensate those for their labor to this organization or any other approved non-profit organization all according to the by-laws. The funds are mostly used to help the needy and compensate ministers for their services. 5. AIRCROW POSITION: manage inventory NATURE: AIRCROW/SALE OF HARD GOODS---FAN SUPPLIER--OWNER - 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2014 ADDRESS: 647 W. Prien Building B, Lake Charles LA 70601 DESCRIPTION: Ship orders that customers place online. 6. LIFEPOINT CHURCH POSITION: pastor NATURE: LifePoint Church -PASTOR OF CHURCH- PASTOR -5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2004 ADDRESS: 1669 Barney Hoffpauir Rd, Sulphur LA 70663 DESCRIPTION: Pastor of church. teach, minister, and visit the sick as needed.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-02-10 |
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