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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-06-27 |
| TX | RA | APPROVED | 2017-06-27 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 06/1988 | 06/2017 |
| Bank Of America,Na | Cincinnati | OH | 12/2009 | 06/2017 |
| Ubs Financial Services | Cincinnatti | OH | 06/2017 | Present |
1. V.R. Special Needs Trust, special needs trust, co trustee with Joseph Rettig, Normal trustee duties, start date- 3/20/2019, LawrenceburgINUnited States47025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-06 |
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