Douglass Jeffrey Paine

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 12/2022
  Self Employed - Real Estate Agent/Broker
  Clive, IA
• 01/2023 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  Cetera Advisors Llc
  St. Cloud, MN

Previous Registrations

• 2023-05-09 → 2023-08-10
  Securian Financial Services, Inc.
  St Paul, MN
• 2003-12-19 → 2016-03-08
  Principal Securities, Inc.
  Des Monies, IA
  Des Moines, IA

Exams

• S66 Uniform Combined State Law Examination
  2023-04-27

Other Names

• Jeff Paine