James Karl Wilson

Current Employers

Northern Capital Management, Inc.

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-05-01
WA	RA	APPROVED	2011-07-13

TX RA
APPROVED

Since 2014-05-01
WA RA
APPROVED

Since 2011-07-13

Branch Locations

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Northern Capital Retirement Services, Inc.

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2013-04-10

WA RA
APPROVED

Since 2013-04-10

Branch Locations

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northern Capital Management, Inc.	Spokane	WA	02/1992	Present
Northern Capital Retirement Services, Inc.	Spokane	WA	01/2012	Present

02/1992 → Present

Northern Capital Management, Inc.

Spokane, WA
01/2012 → Present

Northern Capital Retirement Services, Inc.

Spokane, WA

Previous Registrations

2003-11-25 → 2011-07-13

Northern Capital Management, Inc.

Spokane, WA
1994-07-01 → 2002-12-31

Northern Capital Management, Inc.

Spokane, WA

Other Businesses

Name of the other business: 2700 Southeast Blvd, LLC; Investment Related?: Yes; Business Address: 2700 S Southeast Blvd Ste 205 Spokane WA 99223; Nature of other business: Commercial property ownership and rental; Position/Title/Or Relationship: Partner; Start Date: 09/2015; Approximate # of Hours/Month Devoted: 0-5; Number of hours/month you devote during trading hours: 0; Duties: Voting Shareholder

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-05-25
S63	Uniform Securities Agent State Law Examination	1987-12-14

S65 Uniform Investment Adviser Law Examination

1993-05-25
S63 Uniform Securities Agent State Law Examination

1987-12-14

Designations

Other Names

James K Wilson

View on SEC IAPD