Best Investors Account Sign in

Kathleen Frances Morrissey

Emerson Equity LLC

San Mateo, CA

San Mateo, CA

San Mateo, CA

Claim This Profile
Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-28
CA RA APPROVED 2005-12-20
  • FL RA
    APPROVED
    Since 2023-08-28
  • CA RA
    APPROVED
    Since 2005-12-20

Branch Locations

155 Bovet Road, Suite 725, San Mateo, CA 94402 • US

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emerson Equity Llc San Mateo CA 12/2005 Present
Self-Employed San Mateo CA 05/2015 12/2016
  • 12/2005 → Present
    Emerson Equity Llc
    San Mateo, CA
  • 05/2015 → 12/2016
    Self-Employed
    San Mateo, CA
Previous Registrations
  • 2004-07-21 → 2005-12-31
    Girard Securities, Inc.
    Half Moon Bay, CA
  • 2003-02-28 → 2004-07-26
    Banc Of America Investment Services, Inc.
    San Mateo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-26
S63 Uniform Securities Agent State Law Examination 2001-10-01
  • S66 Uniform Combined State Law Examination
    2003-02-26
  • S63 Uniform Securities Agent State Law Examination
    2001-10-01
Other Names
  • Kathy Morrissey
  • Kathleen F Morrissey
  • Kathleen Morrissey Steger

View on SEC IAPD

Other Firms

NEWFRONT RETIREMENT SERVICES, INC.
ESO MANAGEMENT SERVICES LLC
FARMERS ASSET MANAGEMENT, LLC
EAGLE STRATEGIES LLC
LPL FINANCIAL LLC
FISHER INVESTMENTS
TRANSAMERICA FINANCIAL ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

MARCOS D PASTRANA
DEAN ALAN BECKER
SCOTT BARTLETT MCCLOSKEY
ABIY FISSEHA
CHRISTIAN MICHAEL BRETZ
CHRISTOPHER JAMES CALL
CLAY DEAN WILLIAM STAFFORD
Jacob Daly

Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA

More in San Mateo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor