Kathleen Frances Morrissey

Employer firm

Emerson Equity LLC CRD 130032

$322M regulatory AUM 100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars
• MANAGEMENT OF PRIVATE PLACEMENT LIFE INSURANCE / INSURANCE DEDICATED FUNDS (SINGLE INVESTOR PRIVATE FUNDS)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Emerson Equity Llc
  San Mateo, CA
• 05/2015 → 12/2016
  Self-Employed
  San Mateo, CA

Previous Registrations

• 2004-07-21 → 2005-12-31
  Girard Securities, Inc.
  Half Moon Bay, CA
• 2003-02-28 → 2004-07-26
  Banc Of America Investment Services, Inc.
  San Mateo, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-02-26
• S63 Uniform Securities Agent State Law Examination
  2001-10-01

Other Names

• Kathy Morrissey
• Kathleen F Morrissey
• Kathleen Morrissey Steger