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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-12-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | St. Charles | MO | 11/2007 | 10/2017 |
| Royal Alliance | St. Charles | MO | 10/2017 | 12/2022 |
| Lpl Financial Llc | St. Charles | MO | 12/2022 | Present |
1) 12/2022 - Beacon Support Services LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / 80 Hours per month / 20 Time spent percent / 20 Hours during trading / St. Charles, MO 2) 12/2022 - Beacon Advisor Group / DBA for LPL Business (entity for LPL business) / Investment Related / St. Charles, MO 3) 12/2022 - Non-Variable Insurance / Life, Fixed annuities / Investment Related / 2 Hours per month / 0 Time spent percent / 1 Hours during trading / St. Charles, MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-17 |
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