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Kathleen Ann Riley

Edward Jones

St Charles, MO

CRD 1622649

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-21
TX RA APPROVED_RES 2014-10-03
  • MO RA
    APPROVED
    Since 2024-11-21
  • TX RA
    APPROVED_RES
    Since 2014-10-03

Branch Locations

424 N 2Nd Street, St Charles, MO 63301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2000 Present
Other Businesses

K & JJJ Properties LLC Type of business: Property Owner Saint Charles, MO Start date: 10/1/2010 Partner Hours per week: 0 Hours during trading: 0 Maintain Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-12
S63 Uniform Securities Agent State Law Examination 1987-03-10
  • S66 Uniform Combined State Law Examination
    2024-11-12
  • S63 Uniform Securities Agent State Law Examination
    1987-03-10
Other Names
  • Kathleen Deubel
  • Kathleen Ann Urbanowicz

View on SEC IAPD

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