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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-09
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2007-05-29
  • CT RA
    APPROVED
    Since 2024-10-09
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States

Wilton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Long Island City NY 05/2007 Present
Previous Registrations
  • 2007-05-14 → 2007-05-29
    Citicorp Investment Services
    Long Island City, NY
  • 2005-12-02 → 2007-05-16
    New York, NY
    New York, NY
Other Businesses

CAA Remsen LLC (Rental Property); Business is investment-related; Maspeth, NY; Affiliation started 12/02/2016; Title: Owner; Duties: Landlord; No time is devoted to the business each month during security trading hours; 2 hours are devoted to the business each month outside of security trading hours./// Rental Property New York, NY; Investment-related; Started: May 1, 2025; Title: Owner of property; Duties: Passive ; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours./// OA name: 204 Westport Avenue LLC, Nature: this is a mixed use rental property (Investment-related: Yes, Location: Norwalk, CT, started 05/01/2026), Title: owner, Duties: Manage rental property with my sister, collect rents, resolve maintenance issues, Hours: (0 during trading hours/month, 1-5 during non-trading hours/month).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-04
S63 Uniform Securities Agent State Law Examination 1988-12-07
  • S65 Uniform Investment Adviser Law Examination
    2004-02-04
  • S63 Uniform Securities Agent State Law Examination
    1988-12-07

View on SEC IAPD

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