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Kathleen Hogan Mckee

Wells Fargo Clearing Services, LLC

Minneapolis, MN

St. Paul, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-10
MN RA APPROVED 2016-06-01
  • TX RA
    APPROVED_RES
    Since 2018-06-10
  • MN RA
    APPROVED
    Since 2016-06-01

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

30 E 7Th St 12Th Fl, St. Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Saint Paul MN 06/2016 11/2016
Wells Fargo Clearing Services, Llc Saint Paul MN 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-27
S63 Uniform Securities Agent State Law Examination 1987-12-19
  • S66 Uniform Combined State Law Examination
    2008-02-27
  • S63 Uniform Securities Agent State Law Examination
    1987-12-19
Other Names
  • Katie Mckee
  • Kate Mckee
  • Kathleen H Mckee
  • Kathleen H Mckee

View on SEC IAPD

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