Best Investors
Account
Sign in
Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-19 |
| CA | RA | APPROVED | 2024-06-11 |
Branch Locations
8040 South 48Th Street, Phoenix, AZ 85044 • United States
3101 W. March Lane Suite A, Stockton, CA 95219-2303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Roseville | CA | 01/2012 | 09/2023 |
| Morgan Stanley | Roseville | CA | 03/2023 | 05/2024 |
| Charles Schwab & Co., Inc. | Stockton | CA | 05/2024 | Present |
| Charles Schwab Bank, Ssb | Stockton | CA | 05/2024 | Present |
1) Crump & Guardian Brokerage Services | Investment Related:No|Insurance|Receipt of Residual Payments|1/2/2000|Less than 20|0|I was in the insurance industry for 20 years of my career. I get $1500 a year from residual commission for policies that were sold 20 years ago. I do not participate in any way. I do not solicit, I do not service. I apply zero hours to this activity on an annual basis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-19 |
Reach out to this advisor