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Patrick O Rindfleisch

Morgan Stanley

Middleton, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
WI RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • WI RA
    APPROVED
    Since 2009-06-01

Branch Locations

8215 Greenway Boulevard 4Th Floor, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Madison WI 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Madison, WI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-11-14 → 2009-06-01
    Citigroup Global Markets Inc.
    Madison, WI
  • 2007-04-02 → 2008-11-19
    Morgan Stanley & Co. Llc
    Madison, WI
  • 2006-09-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Madison, WI
    Madison, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-25
S63 Uniform Securities Agent State Law Examination 1999-08-19
  • S65 Uniform Investment Adviser Law Examination
    1999-08-25
  • S63 Uniform Securities Agent State Law Examination
    1999-08-19

View on SEC IAPD

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JACOBSON & SCHMITT ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
EDWARD JONES

Other Investors

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BRIAN VETROVEC
JAMES P SOLBERG
JACK DRANEY
BRANDON JOHN GASSER
ALEX DAVID BROST
MICHELLE ROSALYN TODD
ALINA M. ANDRECAN

Other Offices

STRATEGIC ADVISERS LLC · MIDDLETON, WI
CANOPY WEALTH MANAGEMENT · MIDDLETON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · MIDDLETON, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MIDDLETON, WI
JACOBSON & SCHMITT ADVISORS, LLC · MIDDLETON, WI
CHARLES SCHWAB & CO., INC. · Middleton, WI
EDWARD JONES · MIDDLETON, WI

More in Middleton, WI

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