Philip John Fredericks

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01
NV	RA	APPROVED	2025-01-01
SC	RA	APPROVED	2025-01-01
WI	RA	APPROVED	2025-01-01
GA	RA	APPROVED	2021-07-21
IL	RA	APPROVED	2021-07-21
NJ	RA	APPROVED	2021-07-21
NC	RA	APPROVED	2021-07-21
OH	RA	APPROVED	2021-07-21
PA	RA	APPROVED	2021-07-21
VA	RA	APPROVED	2021-07-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Various Insurance Carriers For W & R Insurance Agencies	Dumont	NJ	08/2007	07/2021
Waddell & Reed, Inc.	Dumont	NJ	08/2007	07/2021
Knight Of Columbus Twin-Boro Columbian Club	Dumont	NJ	09/2007	03/2018
Office Of Nj Assemblyman Robert J. Auth	Cresskill	NJ	01/2014	Present
Lpl Financial Llc	Dumont	NJ	07/2021	Present

08/2007 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Dumont, NJ
08/2007 → 07/2021

Waddell & Reed, Inc.

Dumont, NJ
09/2007 → 03/2018

Knight Of Columbus Twin-Boro Columbian Club

Dumont, NJ
01/2014 → Present

Office Of Nj Assemblyman Robert J. Auth

Cresskill, NJ
07/2021 → Present

Lpl Financial Llc

Dumont, NJ

1. 01/01/2014 - OFFICE OF NJ ASSEMBLYMAN ROBERT J AUTH/ OUTSIDE/W-2 EMPLOYMENT/ NOT INVESTMENT RELATED/ 5%/ CRESSKILL, NJ

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-11-30
S65	Uniform Investment Adviser Law Examination	2007-03-27

Other Firms