Robert Joseph Pellicoro

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-05
MD	RA	APPROVED	2012-05-03

TX RA
APPROVED_RES

Since 2015-02-05
MD RA
APPROVED

Since 2012-05-03

Branch Locations

111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States

Silver Spring, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Rockville	MD	12/2011	Present
City National Bank	Rockville	MD	08/2022	Present

12/2011 → Present

Rbc Capital Markets, Llc

Rockville, MD
08/2022 → Present

City National Bank

Rockville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-01
S63	Uniform Securities Agent State Law Examination	1999-08-10

S65 Uniform Investment Adviser Law Examination

2012-05-01
S63 Uniform Securities Agent State Law Examination

1999-08-10

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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