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Alvin Scott Owens

Morgan Stanley

Tampa, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
WV RA APPROVED 2012-02-28
FL RA APPROVED 2012-02-27
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • WV RA
    APPROVED
    Since 2012-02-28
  • FL RA
    APPROVED
    Since 2012-02-27

Branch Locations

100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tampa FL 12/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 12/2011 → Present
    Morgan Stanley Smith Barney
    Tampa, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2005-11-03 → 2010-10-28
    Bb&T Asset Management, Inc.
    Charleston, WV
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-03-26
S65 Uniform Investment Adviser Law Examination 2005-10-21
  • S63 Uniform Securities Agent State Law Examination
    2012-03-26
  • S65 Uniform Investment Adviser Law Examination
    2005-10-21
Other Names
  • A Scott Owens
  • Scott Owens

View on SEC IAPD

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