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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-09-17 |
| NJ | RA | APPROVED | 2010-05-31 |
Branch Locations
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Westfield | NJ | 04/2010 | Present |
TALENTWARCH.NET / MUSIC INDUSTRY WEBSITE / LA JOLLA PARKWAY SAN DIEGO , CALIFORNIA / VOLUNTEER HOST OF MUSIC / PRIVATELY HELD / START DATE 05/17/2011/ 3 HOURS PER MONTH. 2)LITTLE KIDS ROCK / BLOOMFIELD AVENUE VERONA,NJ 07044 / OTHER/ EDUCATION / BRING MUSIC PROGRAMS TO CLASSROOMS THAT CANT AFFORD IT / OTHER / NEW YORK ADVISORY BOARD / EVENT COMMITTEE / START DATE 10/25/2012 3)WESTFIELD BOARD OF EDUCATION, NEW JERSY 09090 / ONE OF 9 MEMBERS OF BOE- ATTEND MEETINGS- VOTE ON ISSUES OF THE DAY- / START DATE 8/25/2014
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-01-27 |
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