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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-07-08 |
| GA | RA | APPROVED | 2011-12-14 |
| MI | RA | APPROVED | 2010-05-20 |
| OH | RA | APPROVED | 2009-06-01 |
| OK | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
7600 Broadway Suite 100, San Antonio, TX 78209 • United States
8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Austin | TX | 07/2014 | Present |
1. *205533 - 3412 Gable, LLC; Investment related - Yes; Austin, TX ; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 0; After business hours: 1; Property Management 2. Rental Property; Investment related; Austin, Texas; Real estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; During business hours: 0; After business hours: 5; Owner and landlord. *431889-James Steven Austin and Kimberly Holland Austin; Investment related- No; College Station, Texas; Real Estate; Sole Proprietor/Owner; May 2021 ; During business hours: 0 ; Property Management 4. Rental Property; Investment related; Austin TX ; Rental ; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 1. *579366 - Lux interior aesthetics, LLC; Investment Related - Yes; San Francisco, California; Retail/Online Stores; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2024; During Business Hours: 0; After Business Hours: 2; Check Signing/Funds Disbursements, Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-03 |
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