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David Long Ellis

U.S. Bancorp Advisors, LLC

San Mateo, CA

Burlingame, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

390 S El Camino Real, San Mateo, CA 94402 • United States

1410 Howard Ave, Burlingame, CA 94010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. San Mateo CA 11/2009 02/2026
U.S. Bancorp Advisors, Llc San Mateo CA 02/2026 Present
Previous Registrations
  • 2009-11-05 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    San Jose, CA
    Sunnyvale, CA
    Mountain View, CA
    San Jose, CA
    San Jose, CA
    Mountain View, CA
    Mountain View, CA
    Sunnyvale, CA
    Half Moon Bay, CA
    Sunnyvale, CA
    San Mateo, CA
    Menlo Park, CA
    San Mateo, CA
    Foster City, CA
    Burlingame, CA
    Los Altos, CA
    Los Altos, CA
    Cupertino, CA
    Cupertino, CA
    Burlingame, CA
    Burlingame, CA
    San Anselmo, CA
    Mill Valley, CA
    Novato, CA
    Burlingame, CA
    San Mateo, CA
  • 2009-05-02 → 2009-11-02
    Chase Investment Services Corp.
    San Mateo, CA
    San Mateo, CA
  • 2006-02-23 → 2009-05-02
    Wamu Investments, Inc.
    San Mateo, CA
    San Mateo, CA
    San Mateo, CA
    Menlo Park, CA
    San Mateo, CA
    San Mateo, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-18
  • S63 Uniform Securities Agent State Law Examination
    1988-01-18
Other Names
  • Dave Ellis

View on SEC IAPD

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Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA

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