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John Charles Macdougall

Commonwealth Financial Network

Northfield, MA

CRD 1765400

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-09-17
  • MA RA
    APPROVED
    Since 2013-09-17

Branch Locations

168 Main St Suiite 4, Northfield, MA 01360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2009-03-19 → 2013-08-23
    First Command Brokerage Services, Inc.
    Newport, RI
    Burlington, MA
    Northfield, MA
  • 1987-12-08 → 2008-11-21
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-05
  • S66 Uniform Combined State Law Examination
    2008-02-05
Other Names
  • J. C. Macdougall
  • John Charles Mac Dougall

View on SEC IAPD

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