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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2001-11-21
  • MA RA
    APPROVED
    Since 2001-11-21

Branch Locations

17 Dell St., Turners Falls, MA 01376-2411 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

75 Garden St., Wethersfield, CT 06109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 08/2001 Present
J Lincoln Hirst Ii, Cpa Brookfield MA 10/1989 Present
Other Businesses

1. J. LINCOLN HIRST II,CPA, SINCE 10/1989, OWNER, TAX RETURN PREP, BOOKKEEPING, BUSINESS CONSULTING, 86 HRS. MO. 54 HRS. MO. DURING SECURITIES TRADING. 2. Deerfield Lions Club, since 1/2/2020, charity, officer, Non-investment related, 1-10% time spent on activity during non-securities hrs. 3. All Souls Church UU of Greenfield, since 7/1/2019, charity, Trustee, 399 Main St, P.O. Box 542, Greenfield, MA 01302. Non-investment related, 1-10% time spent on activity during non-securities hrs. 4. All Souls Charity Fund, since 7/1/2021, 399 Main St., Greenfield, MA 01301, Charity, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-13
S65 Uniform Investment Adviser Law Examination 1999-10-13
  • S63 Uniform Securities Agent State Law Examination
    1999-10-13
  • S65 Uniform Investment Adviser Law Examination
    1999-10-13
Other Names
  • J. Lincoln Hirst Ii

View on SEC IAPD

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