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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-27 |
| FL | RA | APPROVED | 1995-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Merritt Island | FL | 11/1994 | Present |
| Bank Of America, N.A. | Merritt Island | FL | 12/2009 | Present |
I*52427FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTSINVESTMENT RELATED: NADDRESS OF BUSINESS:TALLAHASSEE, FLORIDA 32314NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/2011NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: BOARD MEMBER FOR A LOCAL CHAPTER OF THE FLORIDA INSTITUTE OF CERFIFIED PUBLIC ACCOUNTANTS AND MEMBER OF THE NOMINATIONS COMMITTEE.I*33434FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JESS PARRISH MEDICAL FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS: TITUSVILLE, FLORIDA 32796NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 07/01/2005NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: GENERAL FUND-RAISING BOARD MEMBER - NON-INVESTMENT RELATED I*91832FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CIVILIAN MILITARY COMMUNITY RELATIONS COUNCILINVESTMENT RELATED: NADDRESS OF BUSINESS: COCOA, FLORIDA 32922NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/1/2016NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: TO FOSTER A SENSE OF FAMILIARITY AND COMMUNITY BETWEEN THE MILITARY LEADERS OF PATRICK AR FORCE BASE, CAPE CANAVERAL AIR FORCE STATION AND THE LEADERS OF THE CIVILIAN COMMUNITY IN BREVARD COUNTY. OVERSEE ACTIVITIES OF OUR ORGANIZATION.I*104056FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: YMCA OF CENTRAL FLORIDAINVESTMENT RELATED: NADDRESS OF BUSINESS: ORLANDO, FLORIDA 32803NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/1/2016NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE ORGANIZATION PROMOTES YOUTH DEVELOPEMENT, HEALTHY LIVING AND SOCIAL RESPONSIBILITY. ASSIST THE DIRECTOR AND STAFF WITH STRATEGIC DIRECTION AND FUND RAISING.I*119056For profit or not for profit: Non-Profit OrganizationName of outside business organization: Eastern Florida College FoundationInvestment related: NAddress of business:Melbourne, Florida 32935Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 7/1/2018Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: To provide direct support for student scholarships and other programs for Eastern Florida State College.Assist staff with community involvement and fundraising activities.I*1405277For profit or not for profit: Entity For ProfitName of outside business organization: Anna C. Broadwell TrustInvestment related: NAddress of business: Titusville, Florida, 32780, United StatesNature of business: ["Sole Proprietorship"]Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 7/24/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , This asset is a four unit apartment building that was owned by my mother prior to her passing. My sister Maria McDonald and I are the two sole beneficial owners of this trust and property. I*399189, Entity Type:Entity Charitable, Name of OBA: Park Avenue Baptist Church Address: Titusville, FL 32780 Investment Related: NO Position, Title, Association: Board Member Employee Start Date: 9/1/24 No Hours:20 hrs monthly No Hours during trading: 2 Duties: The entity is a church with a congregation of around 500members.I am a member of an 8 person board of directors that assists staff and senior management with the strategic direction of the organization. I have no sig
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-24 |
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