Best Investors Account Sign in

Thomas B Hutcheson

Morgan Stanley

Annapolis, MD

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
MD RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • MD RA
    APPROVED
    Since 2009-06-01

Branch Locations

410 Severn Avenue Suite 211, Annapolis, MD 21403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Annapolis MD 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Annapolis, MD
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Baltimore, MD
  • 2000-04-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Baltimore, MD
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-15
S63 Uniform Securities Agent State Law Examination 1994-06-24
  • S65 Uniform Investment Adviser Law Examination
    1995-12-15
  • S63 Uniform Securities Agent State Law Examination
    1994-06-24
Other Names
  • Thomas Barksdale Hutcheson
  • Thomas B Hutcheson Iii

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Annapolis, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor