Doran Calvin James

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 04/2023
  Lpl Financial, Llc
  Rock Springs, WY
• 06/2023 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 06/2023 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2011-11-11 → 2023-05-08
  Lpl Financial Llc
  Rock Springs, WY
  Golden, CO
  Rock Springs, WY
• 2009-06-01 → 2011-11-18
  Morgan Stanley
  Rock Spring, WY
  Salt Lake City, UT
  Salt Lake City, UT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Rock Spring, WY
  Salt Lake City, UT
• 2005-06-06 → 2007-04-02
  Morgan Stanley Dw Inc.
  Rock Springs, WY
  Rock Spring, WY
  Salt Lake City, UT

Other Businesses

(1) Wyoming Wealth Management, LLC; DBA; Investment Related; 2620 Commercial Way, Ste 100, Rock Springs, WY 82901; Partner; Create and contact clients, best interest financial guidance, human resource, business continuity; Start 9/15/2011; 160 hrs/mo, 160 hr/mo during trading. (2) DORAN C JAMES, INC; Not investment related; 2924 Campbell Lane; Rocky Springs, WY 82901; Owner; Created for tax purposes; Start 3/15/2012; 0 hh/mo; 0 during trading house. (3) Doran C. James Living Trust; Not investment related; Not investment Related; 2924 Campbell Lane, Rock Springs, WY 82911; Cotrol/Tustee; Personal trust management; Start 6/15/2005; 0 hr/mo, 0 during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-19
• S63 Uniform Securities Agent State Law Examination
  1987-11-20