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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-02-06 |
| TX | RA | APPROVED_RES | 2020-01-31 |
Branch Locations
3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rochester | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rochester | MN | 11/2016 | 01/2020 |
| Stifel Nicolaus & Co Inc | Rochester | MN | 01/2020 | Present |
1. Driven TV with Pat and Nicole Reeve; 57991 190th Ave, Kellogg, MN 55945; Hunting Television Show; Field Production; Filming hunts and hunting only fall months; 06/01/2016; 10 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 2. Family Farm; 43840 Ridgeview Rd, Rushford, MN 55971; Land Rent; Rent out farm ground; 04/08/2016; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 3. Quite Waters Rental LLC; 2259 Silver Creek Ct NE, Rochester, MN 55906; Vacation rental home; Maintaining rental; 04/11/2022; 2 Hours per Week; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-05 |
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