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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-01-06 |
| TX | RA | APPROVED_RES | 2022-07-05 |
| WA | RA | APPROVED | 2010-05-03 |
Branch Locations
1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Tacoma | WA | 05/2010 | Present |
HOME OF PEACE CEMETARY.5421 STEILACOOM BLVD. LAKEWOOD.WA.98499.ADVISORY BOARD MEMBER.START DATE FEBRUARY 04 2008.1-10 HOURS PER MONTH. NONE DURING TRADING HOURS.NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-04 |
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