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Clayton Charles Lawrie

Trac Asset Management LLC

Oak Brook, IL

Oak Brook, IL

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Current Employers
Trac Asset Management Llc

2021 Midwest Road Suite 200, Oak Brook, IL 60523 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-22
WI RA APPROVED 2025-08-22
AZ RA APPROVED 2021-03-18
TX RA APPROVED 2020-03-04
OH RA APPROVED 2018-04-17
IL RA APPROVED 2015-01-07
  • FL RA
    APPROVED
    Since 2025-08-22
  • WI RA
    APPROVED
    Since 2025-08-22
  • AZ RA
    APPROVED
    Since 2021-03-18
  • TX RA
    APPROVED
    Since 2020-03-04
  • OH RA
    APPROVED
    Since 2018-04-17
  • IL RA
    APPROVED
    Since 2015-01-07

Branch Locations

2021 Midwest Road Suite 200, Oak Brook, IL 60523 • United States

2021 Midwest, Suite 200, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trac Asset Management Llc Chicago IL 01/2015 Present
Previous Registrations
  • 2008-12-12 → 2015-12-31
    Kenilworth Asset Management, Llc
    Chicago, IL
  • 2008-12-12 → 2014-12-31
    Kenilworth Asset Management, Llc
    Chicago, IL
  • 2007-07-19 → 2008-04-02
    Compass Financial Advisors Llc
    Kenilworth, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-19
  • S65 Uniform Investment Adviser Law Examination
    2007-06-19
Other Names
  • Clay Lawrie
  • Clayton Charles Lawrie
  • Clayton Lawrie

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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