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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-18
MI RA APPROVED 2010-10-12
  • TX RA
    APPROVED_RES
    Since 2019-10-18
  • MI RA
    APPROVED
    Since 2010-10-12

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Bloomfield Hills, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 09/1999 Present
Other Businesses

07/01/91 BIRMINGHAM BLOOMFIELD SYMPHONY ORCHESTRA - CHAIRMAN OF THE BOARD; 5 HRS PER MTH / 0 BSNSS HRS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-28
S63 Uniform Securities Agent State Law Examination 1987-12-01
  • S65 Uniform Investment Adviser Law Examination
    1993-01-28
  • S63 Uniform Securities Agent State Law Examination
    1987-12-01

View on SEC IAPD

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