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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-11-06
ND RA APPROVED 2008-01-01
  • AZ RA
    APPROVED
    Since 2020-11-06
  • ND RA
    APPROVED
    Since 2008-01-01

Branch Locations

406 Main Ave 2Nd Fl, Fargo, ND 58103 • United States

Sun City, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fargo ND 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fargo ND 11/2016 Present
Previous Registrations
  • 2000-02-09 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Fargo, ND
    St. Louis, MO
    Fargo, ND
Other Businesses

RENTAL PROPERTY, INV RELATED, FARGO, ND, 100% OWNERSHIP, START 7/24/2017, 5 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.| POWER OF ATTORNEY FOR MOTHER; INV RELATED; FARGO, ND; START 6/8/2016; 10 HRS PER MONTH; 0 HRS DURING TRADING.| RENTAL PROPERTY; INV RELATED; FARGO, ND; 100% OWNERSHIP; START 1/9/2019; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER.| RENTAL PROPERTY, INV RELATED, FARGO, ND, 100% OWNERSHIP, START 7/23/2021, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING.| THOMPSON PROPERTIES, INV RELATED, FARGO, ND, 100% OWNERSHIP, START 10/1/2016, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, MANAGEMENT OF RENTAL PROPERTIES.| RENTAL PROPERTY, INV RELATED, N. FARGO, ND, 100% OWNERSHIP, START 9/1/2023, 4 HOURS PER MONTH, 0 HOURS DURING TRADING, MANAGE PROPERTY.| RENTAL PROPERTY; INV RELATED; FARGO ND; 100% OWNERSHIP; START 09/25/2023; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. | RENTAL PROPERTY 909; INV REALTED; FARGO, ND; 100% OWNERSHIP; 03/2025; 20 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY 1042; INV RELATED; FARGO, ND; 100% OWNERSHIP; 03/2025; 20 HORUS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY - 1602; INV RELATED; FARGO, ND; INVESTMENT RENTAL PROPERTY;100% OWNERSHIP; START DATE: 09/19/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1987-12-02
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1987-12-02

View on SEC IAPD

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