Christopher Cutler Coburn

Ameriprise Financial Services, LLC

Old Saybrook, CT

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-10-23
ME	RA	APPROVED	2017-10-20

CT RA
APPROVED

Since 2017-10-23
ME RA
APPROVED

Since 2017-10-20

Branch Locations

205 Old Boston Post Rd, Old Saybrook, CT 06475 • United States

Sebago, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Portland	ME	03/2008	10/2017
Ameriprise Financial Services Llc	Old Saybrook	CT	10/2017	Present

03/2008 → 10/2017

Ubs Financial Services Inc

Portland, ME
10/2017 → Present

Ameriprise Financial Services Llc

Old Saybrook, CT

Previous Registrations

2008-03-20 → 2017-10-31

Ubs Financial Services Inc.

Portland, ME

New London, CT

Sebago, ME
2008-01-01 → 2008-03-24

Wells Fargo Clearing Services, Llc

Portland, ME

Auburn, ME
2004-03-03 → 2008-01-01

A. G. Edwards & Sons, Inc.

Auburn, ME

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-20
S63	Uniform Securities Agent State Law Examination	1987-12-10

S66 Uniform Combined State Law Examination

2004-02-20
S63 Uniform Securities Agent State Law Examination

1987-12-10

Other Names

Christopher Cutler Coburn
Christopher C Coburn

View on SEC IAPD

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Other Investors

TYLER WESTERVELT POTTS

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Matthew L Naarden

Kelly E Maryeski

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Other Offices

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CHARLES SCHWAB & CO., INC. · Old Saybrook, CT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OLD SAYBROOK, CT

EDWARD JONES · OLD SAYBROOK, CT

EDWARD JONES · OLD SAYBROOK, CT

KEY INVESTMENT SERVICES LLC · Old Saybrook, CT

AMERIPRISE FINANCIAL SERVICES, LLC · Old Saybrook, CT

MAI CAPITAL MANAGEMENT, LLC · Old Saybrook, CT

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