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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-06
  • FL RA
    APPROVED
    Since 2024-06-06

Branch Locations

301 East Pine Street Suite 1100, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 12/2011 10/2019
Charles Schwab & Co., Inc. Orlando FL 06/2020 01/2024
Unemployed Apopka FL 11/2019 05/2020
Unemployed Apopka FL 01/2024 04/2024
Lpl Financial San Diego CA 04/2024 06/2024
Raymond James & Associates, Inc. Orlando FL 06/2024 Present
  • 12/2011 → 10/2019
    Axa Advisors, Llc
    New York, NY
  • 06/2020 → 01/2024
    Orlando, FL
  • 11/2019 → 05/2020
    Unemployed
    Apopka, FL
  • 01/2024 → 04/2024
    Unemployed
    Apopka, FL
  • 04/2024 → 06/2024
    Lpl Financial
    San Diego, CA
  • 06/2024 → Present
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-29
S63 Uniform Securities Agent State Law Examination 1988-06-24
  • S66 Uniform Combined State Law Examination
    2011-06-29
  • S63 Uniform Securities Agent State Law Examination
    1988-06-24
Other Names
  • Mike Pickard

View on SEC IAPD

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