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Craft Ventures Management LP

San Francisco, CA

Locations 1
Owners 54
Private funds 65
Advisory services

From the firm’s Form ADV Item 5G.

Item 5F — Regulatory AUM · Item 5G — Advisory services

Categories
At a Glance
Firm type
ERA
Registered
Jun 28, 2018
CRD #
292571
Locations
1
Locations 1
Location Advisors City State
0 SAN FRANCISCO CA
SAN FRANCISCO, CA • 0 advisors
Registered Advisors 0

No advisors on record.

Owners & Control Persons 54
Name Title Ownership Schedule
SACKS, DAVID, O. LIMITED PARTNER OF CRAFT VENTURES MANAGEMENT LP E A
SACKS.COM LLC GENERAL PARTNER OF CRAFT VENTURES MANAGEMENT LP NA A
LEE, JOSEPH, WILLIAM LIMITED PARTNER OF CRAFT VENTURES MANAGEMENT, LP NA A
ADREM Y LLC LIMITED PARTNER OF CRAFT VENTURES GP II, LP VENTURES GP II, LP NA A
WOOLWAY, MARK, DAVID LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Brunt, Daniel LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Hoffman, Jessica LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
DAVIS, ELYSE LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Murray, Brian LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Ruby, Ethan LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Cheung-Seekit, Joe NON-MANAGING MEMBER OF CRAFT VENTURES GP I, LLC CRAFT VENTURES GP I, LLC NA A
PAINTER, ELENA, DAUTERICH LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Rosenblatt, Bryan LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
TAM, MICHAEL, DERRICK LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Anese, Alex NON-MANAGING MEMBER OF CRAFT VENTURES GP I, LLC NA A
DAYTON FAMILY ENTERPRISES, LLC LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
MALEKZADEH, ARRA LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
CRAFT VENTURES MANAGEMENT LP MANAGING MEMBER OF CV SCOUT MANAGER, LLC E A
Massey, Chris LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Smith, Hillary LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Sui, Jennifer, Liang LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Turner, Justin LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Del Coto, Margaret LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Marg, Michael LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Masciantonio, Mikelle LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
MSCJC TWO LLC LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Hrabak, Ryan LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Jakola, Samuela LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
BLANCHARD, SARAH LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Ramesh, Sitara LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP SKIPPING TRUST VENTURES GP III, LP NA A
KIMMEL, BRIANNE LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Harmer, William LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Brayson, Caroline LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Chao, Cassandra LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
TRIBAKER LIMITED LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Whitney, Sean LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
CRAFT VENTURES UGP III, LLC GENERAL PARTNER OF CRAFT VENTURES GP III, LP NA A
CRAFT VENTURES UGP II, LLC GENERAL PARTNER OF CRAFT VENTURES GP II, LP NA A
Cloney, Sean LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP VENTURES GROWTH GP I, LP NA A
ADREM Y, LLC LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP NA A
MSCJC TWO, LLC LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP A A
CYPRESS CRAFT CARRY 2022 , LP LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP NA A
BIGWIN CAPITAL ULC LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP NA A
RED TREE CAPITAL CORP. LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP NA A
ZIPERSKI, ANDREW, JAMES LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP NA A
CRAFT VENTURES UGP IV, LLC GENERAL PARTNER OF CRAFT VENTURES GP IV, LP LP NA A
CRAFT VENTURES GROWTH UGP II GENERAL PARTNER OF CRAFT LP NA A
Fluhr, Jeff LIMITED PARTNER OF CRAFT VENTURES MANAGEMENT, LP NA A
WOOLWAY, ANNE NON-MANAGING MEMBER OF CRAFT VENTURES GP I, LLC NA A
CORT, AARON LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP NA A
VAN LINGE, KINDLE LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP NA A
DURAND, TAYLOR, LAURENCE LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP NA A
Ficken, Kathryn LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP NA A
Chen, Zao LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP NA A
SACKS, DAVID, O.
LIMITED PARTNER OF CRAFT VENTURES MANAGEMENT LP • Ownership E • Schedule A
SACKS.COM LLC
GENERAL PARTNER OF CRAFT VENTURES MANAGEMENT LP • Ownership NA • Schedule A
LEE, JOSEPH, WILLIAM
LIMITED PARTNER OF CRAFT VENTURES MANAGEMENT, LP • Ownership NA • Schedule A
ADREM Y LLC
LIMITED PARTNER OF CRAFT VENTURES GP II, LP VENTURES GP II, LP • Ownership NA • Schedule A
WOOLWAY, MARK, DAVID
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Brunt, Daniel
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Hoffman, Jessica
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
DAVIS, ELYSE
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Murray, Brian
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Ruby, Ethan
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Cheung-Seekit, Joe
NON-MANAGING MEMBER OF CRAFT VENTURES GP I, LLC CRAFT VENTURES GP I, LLC • Ownership NA • Schedule A
PAINTER, ELENA, DAUTERICH
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Rosenblatt, Bryan
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
TAM, MICHAEL, DERRICK
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Anese, Alex
NON-MANAGING MEMBER OF CRAFT VENTURES GP I, LLC • Ownership NA • Schedule A
DAYTON FAMILY ENTERPRISES, LLC
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
MALEKZADEH, ARRA
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
CRAFT VENTURES MANAGEMENT LP
MANAGING MEMBER OF CV SCOUT MANAGER, LLC • Ownership E • Schedule A
Massey, Chris
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Smith, Hillary
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Sui, Jennifer, Liang
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Turner, Justin
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Del Coto, Margaret
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Marg, Michael
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Masciantonio, Mikelle
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
MSCJC TWO LLC
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Hrabak, Ryan
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Jakola, Samuela
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
BLANCHARD, SARAH
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Ramesh, Sitara
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP SKIPPING TRUST VENTURES GP III, LP • Ownership NA • Schedule A
KIMMEL, BRIANNE
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Harmer, William
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Brayson, Caroline
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Chao, Cassandra
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
TRIBAKER LIMITED
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Whitney, Sean
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
CRAFT VENTURES UGP III, LLC
GENERAL PARTNER OF CRAFT VENTURES GP III, LP • Ownership NA • Schedule A
CRAFT VENTURES UGP II, LLC
GENERAL PARTNER OF CRAFT VENTURES GP II, LP • Ownership NA • Schedule A
Cloney, Sean
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
ADREM Y, LLC
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership NA • Schedule A
MSCJC TWO, LLC
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership A • Schedule A
CYPRESS CRAFT CARRY 2022 , LP
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership NA • Schedule A
BIGWIN CAPITAL ULC
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership NA • Schedule A
RED TREE CAPITAL CORP.
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership NA • Schedule A
ZIPERSKI, ANDREW, JAMES
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership NA • Schedule A
CRAFT VENTURES UGP IV, LLC
GENERAL PARTNER OF CRAFT VENTURES GP IV, LP LP • Ownership NA • Schedule A
CRAFT VENTURES GROWTH UGP II
GENERAL PARTNER OF CRAFT LP • Ownership NA • Schedule A
Fluhr, Jeff
LIMITED PARTNER OF CRAFT VENTURES MANAGEMENT, LP • Ownership NA • Schedule A
WOOLWAY, ANNE
NON-MANAGING MEMBER OF CRAFT VENTURES GP I, LLC • Ownership NA • Schedule A
CORT, AARON
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership NA • Schedule A
VAN LINGE, KINDLE
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership NA • Schedule A
DURAND, TAYLOR, LAURENCE
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership NA • Schedule A
Ficken, Kathryn
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP I, LP • Ownership NA • Schedule A
Chen, Zao
LIMITED PARTNER OF CRAFT VENTURES GROWTH GP II LP • Ownership NA • Schedule A
Private Funds 65
Fund Type Gross assets
AKANKSHU DHAWAN FUND IV, LP 250000
ANDREW BLACHMAN FUND III, LLC 105000
ANDREW JOHNSTON FUND IV, LP
AYDIN MIRZAEE FUND IV, LP 251587
BOB REMEIKA FUND IV, LP 250000
CAILEN D'SA FUND II, LLC 187392
COLIN EVANS FUND II, LLC 174992
COLIN EVANS FUND IV, LP 250000
CRAFT VENTURES AFFILIATES II, L.P. 20009211
CRAFT VENTURES FEEDER II, LP 21480808
CRAFT VENTURES FEEDER III, LP 28582489
CRAFT VENTURES FEEDER IV, L.P. 165645294
CRAFT VENTURES GROWTH FEEDER I, LP 44761640
CRAFT VENTURES GROWTH FEEDER II, L.P. 262321739
CRAFT VENTURES GROWTH I, L.P.
CRAFT VENTURES GROWTH II, L.P. 924498237
CRAFT VENTURES GROWTH PARTNERS A, LLC 5011739
CRAFT VENTURES I, L.P. 1607602357
CRAFT VENTURES I-A, L.P. 301116232
CRAFT VENTURES I-B, L.P. 176900987
CRAFT VENTURES II, L.P. 1561163864
CRAFT VENTURES III, L.P. 591431580
CRAFT VENTURES IV, L.P.
CV FUNDS, INC. 3344719
CV INVESTMENTS, LLC 3129452
DANIEL LIEM FUND III, LLC 268722
DAVID APPLE FUND IV, LP 707903
EDUARDO VILAR FUND III, LLC 77254
ERIC MARTIN FUND IV, LP 100000
J ZAC STEIN FUND II, LLC 598527
J ZAC STEIN FUND III, LLC 1606745
J ZAC STEIN FUND IV, LP 175000
JAY KHATRI FUND IV, LP 90000
KYLE PARRISH FUND III, LLC 999980
KYLE PARRISH FUND IV, LP 772103
MANOJ SOUNDARARAJAN FUND III, LLC
MAYC HUANG FUND III, LLC 10000
MCKAY WRIGLEY FUND IV, LP 200000
MIKE HELLER FUND III, LLC 136616
MIKE HELLER FUND IV, LP 250277
AKANKSHU DHAWAN FUND IV, LP
• 250000
ANDREW BLACHMAN FUND III, LLC
• 105000
ANDREW JOHNSTON FUND IV, LP
AYDIN MIRZAEE FUND IV, LP
• 251587
BOB REMEIKA FUND IV, LP
• 250000
CAILEN D'SA FUND II, LLC
• 187392
COLIN EVANS FUND II, LLC
• 174992
COLIN EVANS FUND IV, LP
• 250000
CRAFT VENTURES AFFILIATES II, L.P.
• 20009211
CRAFT VENTURES FEEDER II, LP
• 21480808
CRAFT VENTURES FEEDER III, LP
• 28582489
CRAFT VENTURES FEEDER IV, L.P.
• 165645294
CRAFT VENTURES GROWTH FEEDER I, LP
• 44761640
CRAFT VENTURES GROWTH FEEDER II, L.P.
• 262321739
CRAFT VENTURES GROWTH I, L.P.
CRAFT VENTURES GROWTH II, L.P.
• 924498237
CRAFT VENTURES GROWTH PARTNERS A, LLC
• 5011739
CRAFT VENTURES I, L.P.
• 1607602357
CRAFT VENTURES I-A, L.P.
• 301116232
CRAFT VENTURES I-B, L.P.
• 176900987
CRAFT VENTURES II, L.P.
• 1561163864
CRAFT VENTURES III, L.P.
• 591431580
CRAFT VENTURES IV, L.P.
CV FUNDS, INC.
• 3344719
CV INVESTMENTS, LLC
• 3129452
DANIEL LIEM FUND III, LLC
• 268722
DAVID APPLE FUND IV, LP
• 707903
EDUARDO VILAR FUND III, LLC
• 77254
ERIC MARTIN FUND IV, LP
• 100000
J ZAC STEIN FUND II, LLC
• 598527
J ZAC STEIN FUND III, LLC
• 1606745
J ZAC STEIN FUND IV, LP
• 175000
JAY KHATRI FUND IV, LP
• 90000
KYLE PARRISH FUND III, LLC
• 999980
KYLE PARRISH FUND IV, LP
• 772103
MANOJ SOUNDARARAJAN FUND III, LLC
MAYC HUANG FUND III, LLC
• 10000
MCKAY WRIGLEY FUND IV, LP
• 200000
MIKE HELLER FUND III, LLC
• 136616
MIKE HELLER FUND IV, LP
• 250277

Showing 40 of 65 private funds.

Registration
Firm Type
ERA
Status
ACTIVE
Registered
Jun 28, 2018
SEC #
802-113725
CRD #
292571
SEC Region
SFRO

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Filed: 2026-03-31 Form Version: 10/2021
1Identifying Information
1F(5) Total number of offices, other than your Principal Office and place of business 1
1I Do you have one or more websites Yes
1M Are you registered with a foreign financial regulatory authority No
1N Are you a public reporting company under Sections 12 or 15(d) of the Securities Exchange Act of 1934 No
1O Did you have $1 billion or more in assets on the last day of your most recent fiscal year No
2SEC Registration / Reporting

Exempt Reporting Adviser (Item 2B)

2B(1) Qualify for the exemption from registration as an adviser solely to one or more venture capital funds Yes
2B(2) Qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management in the United States of less than $150 million No
2B(3) Act solely as an adviser to private funds but you are no longer eligible to check box 2.B.(2) because you have assets under management in the United States of $150 million or more No
3Form of Organization

Organization Type

Limited Partnership

Fiscal Year End

DECEMBER

Organized Under Laws Of

DE, United States

6Other Business Activities
6B(1) Are you actively engaged in any other business not listed in Item 6.A. (other than giving investment advice) No
6B(3) Do you sell products or provide services other than investment advice to your advisory clients No
7Financial Industry Affiliations

Related persons that are (Item 7A)

7A(1) Broker-dealer, municipal securities dealer, or government securities broker or dealer (registered or unregistered) No
7A(2) Other investment adviser (including financial planners) No
7A(3) Registered municipal advisor No
7A(4) Registered security-based swap dealer No
7A(5) Major security-based swap participant No
7A(6) Commodity pool operator or commodity trading advisor (whether registered or exempt from registration) No
7A(7) Futures commission merchant No
7A(8) Banking or thrift institution No
7A(9) Trust company No
7A(10) Accountant or accounting firm No
7A(11) Lawyer or law firm No
7A(12) Insurance company or agency No
7A(13) Pension consultant No
7A(14) Real estate broker or dealer No
7A(15) Sponsor or syndicator of limited partnerships (or equivalent), excluding pooled investment vehicles No
7A(16) Sponsor, general partner, managing member (or equivalent) of pooled investment vehicles Yes
7B Are you an adviser to any private fund Yes
10Control Persons
10A Does any person not named in Item 1.A. or Schedules A, B, or C, directly or indirectly, control your management or policies No
11Disclosure Information
11 Do any of the events below involve you or any of your supervised persons No
11A(1) Been convicted of or plead guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony No
11A(2) Been charged with any felony No
11B(1) Been convicted of or plead guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses No
11B(2) Been charged with a misdemeanor listed in 11.B(1) No
11C(1) Found you or any advisory affiliate to have made a false statement or omission No
11C(2) Found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes No
11C(3) Found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted No
11C(4) Entered an order against you or any advisory affiliate in connection with investment-related activity No
11C(5) Imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity No
11D(1) Ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical No
11D(2) Ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes No
11D(3) Ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted No
11D(4) In the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity No
11D(5) Ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity No
11E(1) Found you or any advisory affiliate to have made a false statement or omission No
11E(2) Found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC) No
11E(3) Found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted No
11E(4) Disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities No
11F Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended No
11G Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E No
11H(1)(a) The past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity No
11H(1)(b) Ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations No
11H(1)(c) Ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority No
11H(2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1) No

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