News / 2026-11-04

Daily Advisor News

November 4, 2026

Big movers, new names, and firm exits

AUM net flow

+$541.1M Gained 3 firms

$0 Lost 0 firms

$868.8M New firms 2 with AUM

$6.8B Exits 4 with AUM

-$5.4B Net flow Day total

Also tracked: advisors +12 · locations +6

Big Winners

Top 3 AUM gains · $541.1M tracked across 3 firms

RBG CAPITAL LLC +$359.6M AUM $0 → $359.6M Advisors 1 → 1 Locations 1 → 1 DOW FAMILY OFFICE ADVISORY, LLC +$102.9M AUM $0 → $102.9M Advisors 2 → 2 Locations 2 → 2 BIRCHWOOD FINANCIAL PARTNERS, INC. +$78.6M +9.2% AUM $853.2M → $931.8M Advisors 10 → 10 Locations 1 → 1

Big Losers

Top 0 AUM drops · $0 tracked across 0 firms

No large AUM drops cleared the bar today.

Hot & New

Top 2 by reported AUM · $868.8M entered · 2 of 9 new names had AUM

FIRST IN VENTURES MANAGEMENT, INC. $774.3M AUM $774.3M Advisors 4 Locations 1

DIMENSION MANAGEMENT (HK) LIMITED $94.4M AUM $94.4M Advisors 2 Locations 1

Exits

Top 3 by last reported AUM · $6.8B left · 4 of 4 exits had AUM

WINSHORE CAPITAL PARTNERS LP $6.3B Exit AUM $6.3B Advisors 5 Locations 1 M GROUP $343.5M Exit AUM $343.5M Advisors 2 Locations 4 TAM FINANCIAL ADVISORS, LLC $171.3M Exit AUM $171.3M Advisors 1 Locations 1