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News / 2026-10-08

Daily Advisor News

October 8, 2026

Big movers, new names, and firm exits

Day brief

Net advisor flow climbed $13.1B on October 8, 2026, propelled by clean gains across the board and zero recorded asset losses. CAPITAL INTERNATIONAL, INC. and CAPITAL BANK AND TRUST COMPANY led the charge, each tacking on billions in regulatory AUM.

CAPITAL INTERNATIONAL, INC. topped the day's gainers, rising $6B or 10.4% to bring regulatory AUM from $58.2B to $64.3B. CAPITAL BANK AND TRUST COMPANY matched that dollar volume with a $6B increase of its own, moving from $251B to $257B, while ROI FINANCIAL PLANNING reported an increase of $407.9M from zero.

Among new entrants, 4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC filed with $109M in regulatory AUM. In total, eight firms registered gains while zero firms posted losses, contributing to an overall advisor headcount gain of 23 across 13 reporting events.

AUM net flow

+$13B Gained 8 firms
$0 Lost 0 firms
$109M New firms 1 with AUM
$0 Exits 0 with AUM
+$13.1B Net flow Day total

Also tracked: advisors +23 · locations +4

Big Winners

Top 3 AUM gains · $13B tracked across 8 firms

Big Losers

Top 0 AUM drops · $0 tracked across 0 firms

No large AUM drops cleared the bar today.

Hot & New

Top 1 by reported AUM · $109M entered · 1 of 4 new names had AUM

Exits

Top 0 by last reported AUM · $0 left · 0 of 1 exits had AUM

No firms with reported AUM exited today.