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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-11 |
| MN | RA | APPROVED | 2017-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. Alan Financial, Inc. | Champlin | MN | 01/2000 | Present |
| Global Financial Private Capital | Sarasota | FL | 12/2011 | 09/2017 |
| Ae Wealth Management, Llc | Topeka | KS | 09/2017 | Present |
| J. Alan Capital Management, Llc | Maple Grove | MN | 08/2023 | Present |
1) J. Alan Financial Inc; Yes Investment Related; 7219 Forestview Lane N, Maple Grove, MN 55369; Insurance Sales; Owner; Start Date 01/2000; Approx. 70 HOURS/WEEK SIMULTANEOUS WITH INVESTMENT ADVISORY BUSINESS; 16 HOURS DURING SECURITIES TRADING HOURS; Insurance Sales and Services, Annuities and Life Insurance products. 2) James Bear; Not Investment Related; Self Employed Musician/Freelance Drumming; Start Date 06/1998; Approx. 10 hours a month; Zero hours during trading hours; Rehearse and play in band. 3) Elliott Properties; Not Investment related; 7219 Forestview Lane N, Maple Grove, MN 55369; Rental Income, President; Start Date 10/2019; Approx. 01 hours a month; Approx. 00 hours during trading; Paying bills and managing QuickBooks.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-06 |
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