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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-12-15
  • MA RA
    APPROVED
    Since 2017-12-15

Branch Locations

26 North Road, Chelmsford, MA 01824 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chelmsford MA 10/2000 09/2016
Raymond James Financial Services, Inc. Chelmsford MA 09/2016 Present
Raymond James Financial Services Advisors Inc. Chelmsford MA 12/2017 Present
The Holland Family Trust North Andover MA 10/2012 Present
  • 10/2000 → 09/2016
    Wells Fargo Advisors Llc
    Chelmsford, MA
  • 09/2016 → Present
    Raymond James Financial Services, Inc.
    Chelmsford, MA
  • 12/2017 → Present
    Chelmsford, MA
  • 10/2012 → Present
    The Holland Family Trust
    North Andover, MA
Previous Registrations
Other Businesses

1) Name of Business : NRWP Holland Address: 234 Littleton Rd Unit 2G,Westford, MA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/27/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: used for company expenses and staff 2. THE HOLLAND FAMILY TRUST - NORTH ANDOVER, MA - 10/10/2012 TO PRESENT - TRUSTEE - AS A CO-TRUSTEE WITH MY BROTHER, WE ARE RESPONSIBLE TO HELP MY SISTER WITH HEALTH AND WELL BEING AT OUR DISCRETION - 0 HOURS PER MONTH - 0 HOURS DURING TRADING HOURS - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-04
S63 Uniform Securities Agent State Law Examination 1988-03-07
  • S66 Uniform Combined State Law Examination
    2017-12-04
  • S63 Uniform Securities Agent State Law Examination
    1988-03-07

View on SEC IAPD

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