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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-21 |
Branch Locations
1600 Caleb's Path Extn; Ste # 121, Hauppauge, NY 11788 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Community Bank | East Northport | NY | 07/2009 | 03/2019 |
| Lpl Financial Llc | East Northport | NY | 07/2009 | 04/2020 |
| Cetera Investment Advisers Llc | Hauppauge | NY | 06/2020 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2020 | Present |
1) ST PIERRE ASSOCIATES, INC., SALES OF PROPERTY & CASUALITY INSURANCE, MEDICARE SUPPLEMENT INSURANCE, STRAIGHT COMMISSIONS, 5 HRS/WK 2) BOARD MEMBER AT THE ASSOCIATION FOR MENTAL HEALTH AND WELLNESS, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-21 |
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