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18925 Base Camp Road Suite 203, Monument, CO 80132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-01-03 |
Branch Locations
300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States
Louisburg, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Asset Management, Inc | Monument | CO | 11/2009 | Present |
Name: Tad and Shelly Geiman, Address: 1531-1537 S. 5th St. East, Louisburg, KS 66053 title: Owner, Start: 9/15/2023, time: 2 hours per month, not investment business securities related. Owning and managing a rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-14 |
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